SERVICES
FRAMEWORK
Modern governance and regulatory infrastructure partner for regulated financial institutions, boutique investment firms, fund platforms, and emerging DIFC/ADGM entities.
GOVERNANCE INFRASTRUCTURE
Designing governance and control environments that enable firms to scale with confidence.
- DIFC & ADGM authorisation and licensing support
- Corporate Governance advisory
- Regulatory business plan drafting
- Board governance frameworks
- CoSec support
- Committee structuring
- Governance mapping
- Delegation frameworks
- Senior management accountability structures
- Regulatory reporting governance
COMPLIANCE INTELLIGENCE
Providing strategic compliance oversight and ongoing advisory support tailored to regulated firms.
- Compliance Advisory Retainer Support
- Senior compliance advisory
- In-house compliance augmentation
- Regulatory interpretation
- Advisory support during regulatory inspections
- Compliance health checks
- Regulatory gap analysis
- Strategic compliance planning
FINANCIAL CRIME & AML ADVISORY
Strengthening AML, sanctions, and financial crime control environments across regulated businesses.
- AML framework design
- Sanctions governance
- KYC/CDD/EDD framework reviews
- Financial crime risk assessments
- AML remediation support
- AML testing and monitoring
- MLRO advisory support
- Transaction monitoring governance
REMEDIATION & REGULATORY TRANSFORMATION
Supporting firms through periods of regulatory change, remediation, and operational enhancement.
- Remediation project support
- DFSA/FSRA findings remediation
- Skilled person review preparation
- Regulatory response coordination
- Compliance transformation initiatives
- Control enhancement projects
- Governance redesign
- Regulatory operating model optimisation
SPECIALIST REGULATORY SUPPORT
Providing flexible specialist expertise for firms requiring targeted or interim support.
- Short-term AML assignments
- Interim compliance officer support
- Interim MLRO support
- Project-based compliance engagements
- Special compliance projects
- Regulatory onboarding support
- Temporary governance support
- Regulatory documentation enhancement
